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1 Department of Pediatrics, University of Wisconsin, Madison, Wis
2 Department of Family Medicine, University of Wisconsin, Madison, Wis
CORRESPONDING AUTHOR: Michael Fleming, MD, MPH, 777 South Mills, Madison WI 53715, mfleming{at}fammed.wisc.edu
| ABSTRACT |
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METHODS Project TrEAT was a randomized clinical trial designed to test the efficacy of a brief intervention protocol to reduce alcohol use, improve health status, and decrease health care utilization. A total of 226 young adults were randomly assigned to either a usual care or brief intervention group.
RESULTS There were no significant differences between the 2 groups at baseline on a number of potential confounders. During the 4-year follow-up period, there were significant reductions in number of persons drinking more than 3 drinks per day, average 7-day alcohol use, number of persons drinking 6 or more drinks per occasion, and number of binge drinking episodes in the previous 30 days (P < .01 to P < .001). There were also significant differences (P < .05) in emergency department visits (103 vs 177), motor vehicle crashes (9 vs 20), total motor vehicle events (114 vs 149), and arrests for controlled substance or liquor violation (0 vs 8).
CONCLUSION In this 4-year subanalysis of young adults who participated in Project TrEAT, we found long-term reductions in high-risk drinking behaviors and consequences. The findings of this study support more widespread implementation of brief interventions in primary care settings.
Key Words: Alcohol drinking substance-abuse screening primary health care delivery of health care health services research patient education: brief intervention
| INTRODUCTION |
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One intervention designed to reduce alcohol-related harm is brief counseling delivered within health care settings.5 There have been more than 100 studies reported in the literature, as well as a number of meta-analyses, examining the efficacy of brief intervention in clinical settings.6,7 Although none of the studies focused exclusively on young adults 18 to 30 years of age, a number of studies were conducted with college students and older adolescents.8 In 1 randomized controlled trial conducted with 348 college students at the University of Washington, Marlatt et al9 found significant reductions in alcohol use in the group that participated in a single cognitive behavioral counseling session combined with written feedback.
The goal of this article is to report the results of a subanalysis of 226 young adults aged 18 to 30 years who participated in Project TrEAT.10,11 This report presents 48-month follow-up data on changes in high-risk drinking, emergency departments visits, motor vehicle crashes, and illegal consequences.
| METHODS |
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Potential study participants were approached as they checked in for a regular appointment in the offices of 64 primary care clinicians in 17 primary care clinics located in 10 counties in southern Wisconsin. The sites ranged from cities with a population of less than 2,500 to a large urban metropolitan area. Primary inclusion criteria focused on male patients who drank more than 14 drinks per week or female patients who drank more than 11 drinks per week in the previous 90 days. The 64 participating physicians were required to be practicing full-time in community primary care practices and board certified in family medicine or internal medicine.
The patients were asked to complete a Health Screening Survey (HSS) as they checked in with the receptionist. The HSS contained questions on the frequency of exercise, weight control, tobacco use, alcohol use, mental health issues, drug use, and socioeconomic information.12 A researcher assigned to the clinic reviewed the survey questionnaires, contacted by telephone those patients who were positive for at-risk alcohol use, and invited them to participate in a face-to-face 30-minute interview that included additional health status and health care utilization questions. Alcohol use was assessed using a 30-day timeline follow-back procedure.13 Patients eligible for the study were randomized to usual care or scheduled to see their physicians for a brief intervention.
The brief intervention by the physician consisted of 2 short counseling sessions 4 weeks apart. Each 10- to 15-minute face-to-face counseling session was offered in the context of routine patient care during which the physician used a scripted workbook. The intervention workbook included a review of alcohol-related health effects, a pie chart displaying the frequency of different types of at-risk drinkers, a list of methods to cut down drinking, a treatment contract, and cognitive behavioral exercises. An office nurse contacted the patients 2 and 8 weeks after the initial counseling sessions to reinforce the face-to-face sessions. Previous publications describe the intervention in greater detail.10,11
Follow-up telephone interviews were conducted at 6, 12, 24, 36, and 48 months after the intervention to gather patient data on alcohol use, health status, and health care utilization. Researchers conducting the interviews were blinded to whether participants were in the brief intervention or usual care group. A collaborative family member interview was conducted at 12 months after the intervention. The collaborative interview found that family members consistently reported less alcohol use than the participants reported. Additional outcomes of interest, including legal events, such as drunk-driving citations, road crashes, injuries, and arrests, were obtained from the Wisconsin Department of Transportation and the Crime Information Bureau of the Wisconsin Department of Justice. Self-report and health care claims data were also obtained to assess the frequency of emergency department visits and days of hospitalizations during the 48-month follow-up period.
Statistical Analysis
We used repeated measures analysis of variance14 to determine significance of the overall treatment effect and time-related trends in alcohol use, health status, and health care utilization. The repeated measures design involves a nested variance structure in which sources of variation at the patient level include treatment status and patient sex; within-patient variability includes time interval, time-treatment interaction, and time-sex interaction. The P values at individual follow-up points were determined by contrasting the time-treatment interaction term at each time interval with the baseline time-treatment interaction. The overall treatment effect was calculated as a baseline vs post-baseline contrast of all time-treatment interactions.
As in the 12-month report,10 data from patients randomized to the experimental group who failed to complete the intervention visits were analyzed on an intent-to-treat basis. When no follow-up data were available, alcohol use measures for patients were imputed using the baseline measure. This imputation provided a conservative estimate of effect size, as most patients reduced alcohol consumption from baseline levels. Patient data that were missing from some but not all of the follow-up reports were imputed using post-baseline averages. In all, 99% (n = 223) of the patients participated in at least 1 follow-up interview, and 88% completed the follow-up interviews at 6, 12, 24, 36 and 48 months.
| RESULTS |
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Table 1
displays data from the HHS on 4,861 persons aged 18 to 30 years visiting 1 of 17 primary care offices for routine health care. These persons were seeking care from 1 of the 64 primary care physicians who participated in the study.
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Follow-up rates were high in this young adult sub-sample and similar to those reported in the full TrEAT study.11 Almost all (97%, n = 220) of the young adults participated in the 12-month follow-up interview, 93% (n = 210) in the 24-month review, 93% (n = 210) in the 36-month review, and 88% (n = 199) in the 48-month review. Reasons why 27 (12%) did not participate through the 48-month interview include 1 alcohol-related death, 11 refusals to participate, and 15 lost to follow-up.
Changes in Alcohol Use
Changes in 4 measures of alcohol use are displayed in Table 2
. Measures include number of participants who drank more than 3 drinks per day, average 7-day alcohol use, number of participants drinking 6 or more drinks per occasion in the previous 30 days, and frequency of binge drinking in the previous 30 days. There were statistically significant reductions in alcohol use between groups for all 4 measures during the 48-month period (P < .01 to P < .001). Most change in alcohol use in both groups occurred in the first 6 months after randomization. The experimental group decreased their use by 40% to 50% at the 6-month follow-up interview and the control group decreased by 15% to 20%. Alcohol use reductions in the experimental group remained stable during the 48-month follow-up period.
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Figure 1, which is available online only and can be found at http://www.annfammed.org/cgi/content/full/2/5/474/DC1, illustrates changes in the percentage of participants drinking more than 3 drinks per day. Members of this group are identified as heavy drinkers and are at greatest risk for alcohol-related problems. The number of heavy drinkers in the treatment group decreased from 45 (39%) to 20 participants (18%) during the follow-up period, a 55% reduction in the percentage of heavy drinkers. A significant statistical difference between groups was maintained through 36 months.
Figure 2, available online only at http://www.annfammed.org/cgi/content/full/2/5/474/DC1, illustrates the significant differences in 7-day alcohol use between the usual care controls and the brief intervention group during the 4-year follow-up period. The overall significance of the treatment effect for mean number of drinks per week using repeated measures analysis of variance13 was P < .001. The experimental group reduced their alcohol use from an average of 16.2 drinks per week at baseline to 9.4 drinks per week at the 6-month follow-up interview (42% reduction in use) and generally maintained this level of use for 48 months. As shown in Figure 2, the control group also reduced their use but not as much as the treatment group.
Health Care Utilization and Motor Vehicle and Other Legal Events
Table 3
summarizes health care utilization and motor vehicle and legal events occurring during the 48-month follow-up period. Differences in favor of the experimental group included 42% fewer emergency department visits (103 vs 177, P < .01). As one would expect in a young adult sample, there were limited number of hospital days and minimal differences between groups.
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A third outcome included legal events recorded by the Crime Information Bureau of the Wisconsin Department of Justice. These public data were obtained for all participants. The only event with a statistically significant difference was an arrest for controlled substances or liquor violation (0 vs 8, P < .01). The total number of legal events was 16 in the treatment group and 26 in the usual care group.
| DISCUSSION |
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Strengths of the current study include a randomized clinical trial that successfully distributed known confounders. The study was conducted in 17 primary care practices of 64 full-time family physicians and internists. The intervention was delivered by the patients physician rather than a research-trained therapist or psychologist. The sites included rural medium-sized cities and large urban communities. By using embedded health behavior questions, the control participants were unaware of the primary focus of the study. More than 95% of the participants, when asked at a follow-up interview, believed the study was about general health issues. The study had high follow-up rates, with more than 98% of the participants attending at least one follow-up interview, primarily because of the accessibility of the patients, whose physicians were in stable, community-based primary care practices. More than 90% of the participants or their parents were employed and had health insurance. This study is the only one reporting participant follow-up for 4 years or using claims data and public records to assess changes in health status and legal events.
Our study findings confirm results from previous work on brief counseling and alcohol use in other populations.7,8 Brief interventions are time-limited, patient-centered counseling strategies that focus on changing behavior and increasing compliance with health recommendations. Our results suggest that if physicians spend a few focused minutes talking with their patients, 40% to 50% will change their alcohol use behavior and reduce risk for alcohol-related adverse events. In the larger context of patient care, the study supports the notion that brief counseling can change a variety of health behaviors, including alcohol use, smoking,16,17 exercise,18 high-risk sexual behaviors,19 and possibly nutrition and medication compliance.20
Brief counseling is one the most important therapeutic modalities used by physicians. Principles that correlate with success in changing behavior include using a practiced combination of empathic, patient-centered questions, appropriate pauses, attentive body language, and congruent verbal and nonverbal messages. Specific brief intervention procedures may include, but are not limited to, (1) assessment and direct feedback ("As your physician, I am concerned about how much you drink and how it is affecting your health"); (2) behavioral modification techniques ("Heres a list of situations when people drink and sometimes lose control of their drinking. Where do you think you fit in, and how can you avoid these situations?"); (3) contracting and goal setting ("You need to cut down on your drinking. What do you think about cutting down to 3 drinks, 2 or 3 times per week? What is a realistic goal you can commit to in improving your health?" with the goal written on a prescription pad); and (4) self-helpdirected bibliotherapy.21,22
Project TrEAT used a combination of motivational interviewing, cognitive behavioral therapy, and physician-directed counseling. These sessions, which took only 10 to 15 minutes of the physicians time twice in 1 month, can be incorporated relatively easily into a primary care practice. Alcohol-screening tools can be given to patients and briefly reviewed by nursing and medical assistant staff, in a manner similar to tobacco screening. The physician can then use brief intervention techniques to begin the process of long-term behavior change.
Project TrEAT was an efficacy study. It was not designed to test changes in physician practice behavior with problem drinkers. During follow-up interviews with physicians who participated in Project TrEAT, however, we found that they incorporated a number of elements of the intervention protocol into their practices. Effectiveness studies are needed to determine how to change physician practice behavior with patients who drink above recommended limits.
This 4-year subanalysis of young adults who participated in Project TrEAT found long-term reductions in high-risk drinking behaviors and adverse events. Considering the striking morbidity and mortality from high-risk drinking, it is encouraging that practicing physicians can address this health care priority in a cost-efficient and clinically effective manner. This study supports the widespread implementation of brief interventions in primary care practices and in settings that serve young adults, such as high school and college health clinics. Incorporating brief intervention strategies to reduce high-risk drinking in young adults is a critical priority for all primary care providers.
| FOOTNOTES |
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Funding support: This study was supported by National Institutes of Health, AA08512-01A and the Robert Wood Johnson Foundation.
Received for publication September 24, 2003. Revision received December 17, 2003. Accepted for publication December 29, 2003.
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