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DiscussionSpecial Reports

Challenges in the Ethical Review of Peer Support Interventions

David Simmons, Christopher Bunn, Fred Nakwagala, Monika M. Safford, Guadalupe X. Ayala, Michaela Riddell, Jonathan Graffy and Edwin B. Fisher
The Annals of Family Medicine August 2015, 13 (Suppl 1) S79-S86; DOI: https://doi.org/10.1370/afm.1803
David Simmons
1School of Medicine, University of Western Sydney, Sydney, Australia
2Institute of Metabolic Science, Cambridge University Hospitals, NHS Foundation Trust, Cambridge, England
MD
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  • For correspondence: dsworkster@gmail.com
Christopher Bunn
3Institute of Health and Wellbeing, University of Glasgow, Glasgow, Scotland
PhD
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Fred Nakwagala
4Department of Medicine, Makerere University College of Health Sciences, Kampala, Uganda
MD
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Monika M. Safford
5Department of Medicine, School of Medicine, University of Alabama, Birmingham, Alabama
MD
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Guadalupe X. Ayala
6San Diego State University College of Health and Human Services and the Institute for Behavioral and Community Health, San Diego State University Research Foundation, San Diego, California
PhD, MPH
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Michaela Riddell
7Global Health and Society Unit, SPHPM, Monash University, Melbourne, Australia
PhD
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Jonathan Graffy
8Department of Public Health and Primary Care, University of Cambridge, Cambridge, England
MD
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Edwin B. Fisher
9Peers for Progress, American Academy of Family Physicians Foundation, Leawood, Kansas
10Department of Health Behavior and Health Education, Gillings School of Global Public Health, University of North Carolina, Chapel Hill, North Carolina
PhD
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Abstract

PURPOSE Ethical review processes have become increasingly complex. We have examined how 8 collaborating diabetes peer-support clinical trials were assessed by ethics committees.

METHODS The ethical reviews from the 8 peer-support studies were collated and subjected to a thematic analysis. We mapped the recommendations of local Institutional Review Boards and ethics committees onto the “4+1 ethical framework” (autonomy, beneficence, non-maleficence, and justice, along with concern for their scope of application).

RESULTS Ethics committees did not consistently focus on tasks within the 4+1 framework: many conducted reviews of scientific, organizational, and administrative activities. Of the 20 themes identified across the ethical reviews, only 4 fell within the scope of the 4+1 framework. Variation in processes and requirements for ethics committees were particularly evident between study countries. Some of the consent processes mandated by ethical review boards were disproportionate for peer support, increased participant burden, and reduced the practicality of testing an ethical intervention. Across the 8 studies, ethics committees’ reviews included the required elements to ensure participant safety; however, they created a range of hurdles that in some cases delayed the research and required consent processes that could hinder the spontaneity and/or empathy of peer support.

CONCLUSION Ethics committees should avoid repeating the work of other trusted agencies and consider the ethical validity of “light touch” consent procedures for peer-support interventions. The investigators propose an ethical framework for research on peer support.

  • peer support
  • ethics
  • ethics review committees
  • global research
  • diabetes
  • Received for publication August 19, 2014.
  • Revision received April 9, 2015.
  • Accepted for publication April 20, 2015.
  • © 2015 Annals of Family Medicine, Inc.
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The Annals of Family Medicine: 13 (Suppl 1)
The Annals of Family Medicine: 13 (Suppl 1)
Vol. 13, Issue Suppl 1
August 2015
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Challenges in the Ethical Review of Peer Support Interventions
David Simmons, Christopher Bunn, Fred Nakwagala, Monika M. Safford, Guadalupe X. Ayala, Michaela Riddell, Jonathan Graffy, Edwin B. Fisher
The Annals of Family Medicine Aug 2015, 13 (Suppl 1) S79-S86; DOI: 10.1370/afm.1803

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Challenges in the Ethical Review of Peer Support Interventions
David Simmons, Christopher Bunn, Fred Nakwagala, Monika M. Safford, Guadalupe X. Ayala, Michaela Riddell, Jonathan Graffy, Edwin B. Fisher
The Annals of Family Medicine Aug 2015, 13 (Suppl 1) S79-S86; DOI: 10.1370/afm.1803
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