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Review ArticleSystematic Reviews

Lay Understanding of Familial Risk of Common Chronic Diseases: A Systematic Review and Synthesis of Qualitative Research

Fiona M. Walter, Jon Emery, Dejana Braithwaite and Theresa M. Marteau
The Annals of Family Medicine November 2004, 2 (6) 583-594; DOI: https://doi.org/10.1370/afm.242
Fiona M. Walter
MA, MSc, FRCGP
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Jon Emery
MA, MRCGP, DPhil
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Dejana Braithwaite
PhD
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Theresa M. Marteau
BSc, MSc, PhD
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    Figure 1.

    Third-order constructs and their interrelationships: a theoretical framework of how persons with familial risk develop and manage their personal sense of vulnerability.

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    Table 1.

    Pro Forma Criteria for Scoring Qualitative Articles

    FDR = first-degree relative; HD = heart disease.
    1. Does this article report on findings from qualitative research, and did that work involve both qualitative methods of data collection and data analysis? YES/NO
    2. Is the research relevant to the synthesis topic? YES/NO
    3. Aims What are they?
        Is there a clear statement of the aims of the research?
    4. Methods Types/s of methods:
        Is a qualitative method appropriate?
    5. Sampling Inclusion and exclusion criteria:
        5.1 Is it clear where the sample was selected from? Characteristics:
        5.2 Is it clear why this setting was chosen?    Age: Mean age: _____ SD: _____ Range: _____
        5.3 Is it clear who was selected?    Gender: Women: _____Men: _____
        5.4 Is the sample selection appropriate and justified?    Subjects: Patient _____ FDR _____ Other _____ Other family member _____
        5.5 Is it clear how the sample was selected?
        5.6 Is the sample size justified?Disease: Cancer _____ HD _____ Diabetes _____
        5.7 Is it clear how many people accepted or refused to take part in the research? Ethnicity:
        5.8 Is it clear why some participants chose not to take part? Educational level:
        5.9 Is adequate information given on the characteristics of the people in the sample? Socioeconomic status:
    6. Data collection Describe setting:
        6.1 Is it clear where the setting of the data collection was?
        6.2 Is it clear why that setting was chosen?
        6.3 Is it clear how the purpose of the research was explained and presented to the participants?
        6.4 Is it clear how the data were collected?
        6.5 Is it clear how the data were recorded?
        6.6 Is it clear whether the methods were modified during the process, and if so, why?
        6.7 Is it clear who collected the data?
    7. Data analysis
        7.1 Is it clear how the analysis was done? Outline analysis:
        7.2 Is it clear how the categories/themes were derived from the data?
        7.3 Is there adequate description?
        7.4 Have attempts been made to feed results back to respondents?
        7.5 Have different sources of data about the same issue been compared where appropriate (triangulation)?
        7.6 Was the analysis repeated by more than one researcher to ensure reliability?
    8. Research partnership relations
        8.1 Is it clear whether the researchers critically examined their own role, potential bias, and influence?
        8.2 Has the relationship between researchers and participants been adequately considered?
    9. Justification of data interpretation
        9.1 Are sufficient data presented to support the descriptive findings?
        9.2 Are quotes numbered/identified?
        9.3 Do the researchers explain how the data presented in the article were selected from the original sample?
        9.4 Do the researchers indicate links between data presented and their own interpretations of what the data contain?
        9.5 Are negative, unusual, or contradictory cases presented?
        9.6 Is there adequate discussion of the evidence both for and against the researchers’ interpretations?
    10. Transferability
        10.1 Is there conceptual and/or theoretical congruence between this and other work?
        10.2 Are the findings of this study transferable to a wider population?
    11. Findings
        11.1 Is it possible to summarize the findings?
        11.2 Were the findings explicit and easy to understand?
    Total score (of 36 criteria)
    • View popup
    Table 2.

    Grid Displaying First-Order Constructs (Key Concepts) Grouped Within Emerging Second-Order Constructs (Main Themes), by Study and Disease

    Mean Appraisal Score* (Range)Diseases in My FamilyExperience of Relative’s IllnessPersonal Models of DiseasePersonalizing RiskControl of Familial Risk
    FH = family history; FDR = first-degree relative; HD = heart disease; DM = diabetes mellitus.
    * Total score = 36.
    † Pilot scores - consensus.
    Brorsson et al, 1995; hypercholesterolemia (HD) 22
    19†“My family gets heart attacks.” Including nongenetic family membersPerceived threat inherent in the association between hypercholesterolemia and the event in the FH
    Seriousness associated with fatal events, disability, and premature deaths
    Time lag since FH of event less important
    Chalmers & Thompson, 1996; cancer (breast) 23
    23†“Walking in relative’s path”“Living the cancer experience”“Developing a risk perception”: comparing aspects of personality, lifestyle, and body type; appraising own threatening experiences with breast abnormalities; personalizing the risk, variable, intuitive or reasoned“Putting risk in its place”: controlling what one can; rehearsing one’s own cancer; “finding the best time” as emotional control over risk perception; adopting self-care practices
    Amount of sharing of cancer experience: close attachment leads to greater shared experience
    Phase and variability of illness trajectory: complicated illness leads to greater salience
    Witnessing suffering: the physical and psychosocial impact
    Emery et al, 1998; cancer (colorectal) (CRC) 24
    26.25†Understanding genetics differs from scientific explanationReconstructed risk according to personal and family experiences, and personal understanding of inheritancePersonalization of risk provides framework for control of own and family member’s risk
    “Risk framework” allows person to combine genetic and environmental risk and assess risk to offspring
    Green et al, 1993; cancer (ovarian) 25
    18.3 (17–19)Ovarian cancer “in the family”Awfulness of mother’s disease, rather than personal risk, especially among women whose mothers had recently diedIdiosyncratic use of genetic termsDominant concept of proneness or vulnerability, especially to illness experienced by close relative of same sexLack of control, powerless
    Relatively young age and dependent children of affected relatives particularly upsettingPersonal experience showed ovarian cancer likely to prove fatal if not detected earlyLittle understanding of genetic component of risk; also due to shared exposure to common risk factorsSimilarities with unaffected parent could protectNo obvious controllable risk factors. Some considered removal of ovaries
    Women whose mother had died recently showed more anxietyModels of familial disease did not follow Mendelian geneticsAsymptomatic phase of disease
    Few realized ovarian cancer could pass through the male linePositive about screening: “has to be better than nothing”
    Peaks and troughs of anxiety, eg, before screening, approaching age of diagnosis of relative
    General fear of cancer. Concern for daughters
    Harris et al,1998; CRC 26
    22 (21–23)At risk if relative (not just FDR) had had CRC despite relative’s age. Magnitude of family history and death of relative increase seriousness of FHDeterminants of risk: genetic predisposition, environmental risks, increasing age, other cancer, low-fiber diet, “bad luck.” Concept of risk factors that trigger cancer, such as sunlight, constipation, pollution, shockPerceived personal susceptibility due to FHScreening seen as effective, although there was limited understanding
    Variable access to family history informationFear and older age were barriers to screening
    Hunt et al, 2000; HD 27
    25.3 (23–27)HD viewed as family condition, with perceived FH more than number of cardiac events in familyEven with several affected relatives, some thought HD due to chance. All mentioned heredityDistinction made between inherited risk within family as a whole and personal riskFactors encouraging more healthy behavior: bodily markers of decline, health events, having children, financial stimuli, and enjoyment
    Relationships, ages, and pattern of death add to importance, with age at death always mentionedComplex mechanism: biological and socialStressed differences from affected relatives to downplay riskBarriers to change: uncertainty, image of HD as “a good way to go,” past material and cultural circumstances, costs, time constraints, lack of motivation
    Variable notion of premature death, and variable amount of FH information availableNotions of candidacy
    Effects of gender and social classCardiac deaths of elderly relatives often discounted. Counter examples discussed, eg, fit young relatives “dropping dead”
    Hunt et al, 2001; HD 28
    17.5 (17–18)Number of affected relatives, their age, and relationshipGenes or heredity mentioned as cause by more than 2/3Distinction made between inherited risk within family as a whole, and personal riskOften highly ambivalent about FH
    More weight given to deaths in FDRs, especially parentsDeath of one (or more) relatives could be due to chanceStressed differences from affected relatives to downplay risk, eg, smoking, taking after other side of family.Many continue wrestling with decisions about modifying behavior, especially weight and effects of age
    Patterns of death, eg, age of deathSearch for patterns to indicate heredity, eg, number of relatives with HD on one side of family
    Variable notion of premature death
    Men from manual socioeconomic groups required greater number of affected relatives to perceive FH
    Incomplete knowledge of FH could lead to ambivalence
    McAllister et al, 1998; cancer (breast) 29
    22 (22)Awareness that breast cancer may be inheritedClose involvement often distressingAwareness of inheritanceUsed inheritance of other characteristics, often following gender-specific pattern, to explain why not at personal riskContinuing anxiety, especially about own and daughter’s risk
    Variable access to family history information; often avoided. Men often excluded from female illness discussionsMultifactorial model: not attributed solely to inheritance, also environmental risks such as smoking(Potential) daughters at higher risk because of FH; no concerns about (potential) son’s healthAvoidance of, or exclusion from, discussions about breast cancer
    “Girl’s problem,” which most men colluded with
    Michie et al, 1996; cancer (colorectal: familial adenomatous polyposis) 30
    25 (25)Young relatives die, undergo operations, or experience painMultifactorial models of genetic disease: all mentioned genes, although uncertainty about role; some aware of environmental causes.Proneness, vulnerability not a problemSome: “there is no problem”
    “Genes as a black box.”Screening seen as aversive, but important: “a necessary evil,” “seeing is believing”
    Lay models of Mendelian inheritanceVagueness about genetic testing: little evidence of informed decision making
    Uncertainty of not being diagnosed
    “Functional pessimism” to cope
    Ryan & Skinner,1999; cancer (breast) 31
    17.5 (17–18)FH a risk factor, although most did not appreciate differences in risk depending on age of relativeMultifactorial model: lifestyle risks almost equal to familial risk; high-fiber diet or stress may be more importantPersonalizing risk processScreening could cause cancer
    Misunderstandings about risk factors: environmental toxins and drugs thought influentialProneness, vulnerabilityWanted thorough analysis of risk, then recommendations for lowering risk. Fewer than one half wanted to know genetic susceptibility status: many concerns. Risk modification by lifestyle changes welcomed
    Feelings of fatalismDiscounted risk information if affected relative had protective characteristic or no risk factors
    Shepherd et al, 2000; type 2 diabetes mellitus (AODM) 32
    14 (13–15)Four generations of family had 14 affected family members. DM regarded as serious disease within familyWitnessing suffering of grandfatherCauses included chutney and germs contracted while in prisoner-of-war camp. Personal models of inheritance, such as youngest child, or alternate generations. Genetic information too complicated. Mental pictures of genesPhysical resemblance of family members linked to those thought likely to develop DM
    • View popup
    Table 3.

    Sampling Frame of Included Articles

    DiseaseLocationSettingSample No. and SexAge Range YearsMethods
    IHD = hypercholesterolemia; FDR = first-degree relative; UKCCCR = United Kingdom Coordinating Committee on Cancer Research; FAP = familial adenomatous polyposis; MODY = maturity-onset diabetes of the young; n/a = not available; HD = heart disease.
    Brorsson et al, 1995 22
    Hypercholesterolemia (HD)Malmo, SwedenHealth Survey Study at Primary Health Care Centre: men with moderately elevated cholesterol levels63 men35–45Interview
    Chalmers & Thompson, 1996 23
    Cancer (breast)Winnipeg, CanadaFDRs of women with breast cancer: multiple recruitment strategies55 women18 ≤50 37 ≤50Interview
    Emery et al, 1998 24
    Cancer (colorectal)Wessex, UKReferrals to family cancer genetics clinic11 women
 6 men28–86 mean 52Interview
    Green et al, 1993 25
    Cancer (ovarian)Cambridge, UKSelf-referrals to UKCCCR Familial Ovarian Cancer Register20 women33–72 (most in 40s)Interview
    Harris et al, 1998 26
    Cancer (colorectal)Newcastle, NSW, AustraliaRandom sample (at least 1 affected FDR) from surveillance file of colorectal surgeon12 women
 12 men40–70 mean 504 focus groups
    Hunt et al, 2000 27
    HDWest Scotland, UKPurposively sampled health study respondents (FASTCARD)31 women
 30 men41–51Interview
    Hunt et al, 2001 28
    HDWest Scotland, UKPurposively sampled health study respondents (FASTCARD)31 women
 30 men41–51Interview
    McAllister et al, 1998 29
    Cancer (breast)Dublin, Ireland, UKMen with at least 1 affected FDR identified from oncology clinic22 men25–60Interview
    Michie et al, 1996 30
    Cancer (colorectal, FAP)London, UKFrom Polyposis Register of specialist hospital12 women
 8 men15–46 mean 27Interview
    Ryan & Skinner 1999 31
    Cancer (breast)Missouri, USAFDRs of recent patients at oncology clinic29 women22–65 mean 404 focus groups
    Shepherd et al, 2000 32
    Diabetes (MODY)Exeter, UKMODY-affected family and health professionals from secondary caren/an/aCase study
    • View popup
    Table 4.

    Implications for Practice: Key Areas for Clinicians to Explore With Patients That Might Improve Risk Assessment Communication and Disease Management Strategies

    ConstructsKey Areas
    SalienceNumber of affected relatives
    Affected relative’s age at diagnosis or death
    Severity of illness: premature death or disability
    Acknowledging familial risk
    Influence of gender, class, ethnic group
    Living through relative’s illness experience
    Shared environment with affected relative
    Counting and discounting familial events
    Comparing similarities and differences with affected relatives
    Patterns within family history, eg, ages, gender, etc
    Personalizing processModels of health and illness
    Models of disease causation
    Models of inheritance
    Notions of bad luck and fatalism
    Personal sense of vulnerabilityBehavior change, eg, lifestyle risk factors
    Undergoing disease screening
    Acceptability of disease as illness or mode of death
    Continued anxiety

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  • The Article in Brief

    In an effort to prevent disease, health professionals often ask patients about their family history of cancer, heart disease, and diabetes. Knowing the number of family members who had a disease and their age at illness and death can help determine whether a patient is at greater risk for that disease. Patients also consider these factors when thinking about their risk for diseases, but they consider other factors as well. These include such factors as their similarity and emotional closeness to the ill relative, and their experience of the relative's illness. As health professionals learn more about genetic risks for disease, it is important that they explore ways in which patients understand and feel at risk for inherited disease.

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The Annals of Family Medicine: 2 (6)
The Annals of Family Medicine: 2 (6)
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Lay Understanding of Familial Risk of Common Chronic Diseases: A Systematic Review and Synthesis of Qualitative Research
Fiona M. Walter, Jon Emery, Dejana Braithwaite, Theresa M. Marteau
The Annals of Family Medicine Nov 2004, 2 (6) 583-594; DOI: 10.1370/afm.242

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Lay Understanding of Familial Risk of Common Chronic Diseases: A Systematic Review and Synthesis of Qualitative Research
Fiona M. Walter, Jon Emery, Dejana Braithwaite, Theresa M. Marteau
The Annals of Family Medicine Nov 2004, 2 (6) 583-594; DOI: 10.1370/afm.242
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