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Research ArticleMethodology

Electronic Health Records vs Medicaid Claims: Completeness of Diabetes Preventive Care Data in Community Health Centers

Jennifer E. DeVoe, Rachel Gold, Patti McIntire, Jon Puro, Susan Chauvie and Charles A. Gallia
The Annals of Family Medicine July 2011, 9 (4) 351-358; DOI: https://doi.org/10.1370/afm.1279
Jennifer E. DeVoe
MD, DPhil
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Rachel Gold
PhD, MPH
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Patti McIntire
BA:PPPM
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Jon Puro
MPA-HA
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Susan Chauvie
RN, MPA-HA
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Charles A. Gallia
PhD
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  • Finding the Best Data for Quality Measurement in Primary Care
    James M Gill
    Published on: 22 February 2016
  • Use of data from electronic medical records in England
    Azeem Majeed
    Published on: 15 August 2011
  • Necessary exclusions to enhance validity of studies based on Medicaid claims data
    Krista F. Huybrechts
    Published on: 22 July 2011
  • We need data
    Jack Westfall
    Published on: 15 July 2011
  • Published on: (22 February 2016)
    Page navigation anchor for Finding the Best Data for Quality Measurement in Primary Care
    Finding the Best Data for Quality Measurement in Primary Care
    • James M Gill, Newark, USA

    One of the great challenges in quality improvement is identifying data sources that accurately measure quality indicators, particularly in primary care settings. For decades, medical claims data have been used as the main data source, especially by insurers who have access to these data. However, claims data are limited by the fact that they only capture services that are separately billed. So for example, when measurin...

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    One of the great challenges in quality improvement is identifying data sources that accurately measure quality indicators, particularly in primary care settings. For decades, medical claims data have been used as the main data source, especially by insurers who have access to these data. However, claims data are limited by the fact that they only capture services that are separately billed. So for example, when measuring quality of care for diabetes, claims data can be used to determine receipt of a lipid test but not receipt of a blood pressure measurement. Even for billable services such as lipid tests, claims data can be used to indicated that the test was was obtained, but not whether the results indicate adequate control.

    For quality indicators that cannot be captured by claims data, medical record data are often used. Because traditional paper medical records are cumbersome to use for quality review, electronic health records (EHRs) have been touted as a promising data source for quality measurement and improvement. This use of EHRs is one one reason that the federal government is providing funding for implementation of EHRs, and for Regional Extension Centers (RECs) to assist offices in moving toward “meaningful use”. A number of studies have used EHR data to measure quality of care for conditions such as diabetes, 1 hypertension, 2 lipid management, 3 depression, 4 and other conditions. 5, 6 However, few studies have compared the accuracy of these EHR data against the more traditional claims data, particularly in the primary care arena. This study by DeVoe, et. al. is one of the first studies to do that. This study shows that even for quality indicators that are usually thought to be captured in claims data, the sensititivy of these claims data can be as low as 50 percent when measured against EHR data. These findings are very important not only for research, but for practice, since insurers are increasingly paying clinicians based on quality of care. If these insurers continue to use claims data as their primary data source, clinicians are likely to receive spuriously low quality scores, potentially leading to inappropriately low reimbursement.

    So should we move to EHRs as the main data source for quality measurement? While EHR data have many advantages over claims data, they have their own limitations. First, as found by DeVoe and colleagues, EHR data are not 100% sensitive either. They found that quality indicators were missing seven to 11 percent of the time when measured against claims data. This could be because even with EHRs, test results are not always captured as structured data, or might not be captured at all if the test was ordered by a specialist in a different office that uses a different EHR. This could be improved as EHR users move toward “meaningful use”, which requires that EHRs be used for clinical decision support, and that data be shared across different providers and organizations. But this is a very challenging goal, especially for independent small offices. While the RECs will help offices move toward this goal, it will likely be a long time before data are optimally captured and shared.

    In the meantime, it is essential to determine when and where EHR data can offer improvments in quality measurement. The study by DeVoe and colleagues move a step in that direction, by demonstrating the advantages of EHR data over claims data in measuring quality for diabetes management. Hopefully this study will lead the way for others to publish similar studies in other areas of quality measurement.

    1. Gill JM, Foy AJ, Ling Y. Quality of outpatient care for diabetes mellitus in a national electronic health record network. Am J Med Qual. January/February 2006 2006;21(1):13-17. 2. Player MS, Gill JM, Fagan HB, Mainous AGI. Antihypertension prescribing practices: impact of the antihypertensive and lipid-lowering treatment to prevent heart attack trial. J Clin Hypertens. December 2006 2006;8(12):860 -864. 3. Gill J, Chen YX. Quality of Lipid Management in Outpatient Care: A National Study using Electronic Health Records. Am J Med Qual. Sept/Oct 2008 2008;23(5):375-381. 4. Gill JM, Klinkman MS, Chen YX. Antidepressant Medication Use for Primary Care Patients with and without Medical Comorbidities: A National Electronic Health Record (EHR) Network Study. JABFM. July 1, 2010 2010;23(4):499-508. 5. Gill JM, Fleischut P, Haas S, Pellini B, Crawford A, Nash DB. Use of antibiotics for adult upper respiratory infections in outpatient settings: a national ambulatory network study. Fam Med. 2006;38(5):349-354. 6. Gill JM, Ewen E, Nserko M. Impact of an electronic medical record on quality of care in a primary care office. Del Med J. May 2001 2001;73(5):187 - 194.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (15 August 2011)
    Page navigation anchor for Use of data from electronic medical records in England
    Use of data from electronic medical records in England
    • Azeem Majeed, London, UK

    Electronic medical records are now in near-universal use in primary care in England. Although the primary purpose of these records is to support clinical care, data obtained from primary care records are also now extensively used for secondary analysis at both local and national level.[1] Outputs from these analyses include models for predicting future risk of cardiovascular disease;[2] case-mix measurement tools for u...

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    Electronic medical records are now in near-universal use in primary care in England. Although the primary purpose of these records is to support clinical care, data obtained from primary care records are also now extensively used for secondary analysis at both local and national level.[1] Outputs from these analyses include models for predicting future risk of cardiovascular disease;[2] case-mix measurement tools for use in work examining medical practice variations;[3] and studies examining health care disparities.[4] In future work, these records will be linked to other data sets, such as hospital admission records, socio-economic status data, and mortality records. This will create powerful tools for secondary analysis by linking healthcare data and vital statistics on over 50 million people. Like the USA, the health system in England faces many challenges. Data from electronic medical records will be one tool in the campaign to improve the safety, quality and efficiency of England’s health system.

    1. Majeed A. Sources, uses, strengths and limitations of data collected in primary care in England. Health Statistics Quarterly 2004;21:5–14. http://www.azmaj.org/PDF/Primary%20Care%20Data.pdf

    2. Hippisley-Cox J, Coupland C, Vinogradova Y, Robson J, May M and Brindle P. Derivation and validation of QRISK, a new cardiovascular disease risk score for the United Kingdom: prospective open cohort study. BMJ 2007;335:136.

    3. Omar RZ, O’Sullivan C, Petersen I, Islam A and Majeed A. A model based on age, sex and morbidity explains variation in UK general practice prescribing: findings from a cohort study. BMJ 2008;337:a238.

    4. Millett C, Gray J, Saxena S, Khunti K, Netuveli G, and Majeed A. Ethnic disparities in diabetes management and control before and after the introduction of pay for performance in UK primary care. PLoS Medicine 2007;12:e191.

    Competing interests:   I have received funding from England's NHS for research using data from electronic medical records.

    Show Less
    Competing Interests: None declared.
  • Published on: (22 July 2011)
    Page navigation anchor for Necessary exclusions to enhance validity of studies based on Medicaid claims data
    Necessary exclusions to enhance validity of studies based on Medicaid claims data
    • Krista F. Huybrechts, Boston, United States
    • Other Contributors:

    We agree with the premise that no single data source is likely to provide a complete picture of the health care services provided to individuals, and recognize the unarguable limitations of claims databases when used for non-administrative purposes. However, the study by DeVoe and colleagues might have painted an unnecessarily bleak picture of the quality of Medicaid claims data for health care research. It appears fro...

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    We agree with the premise that no single data source is likely to provide a complete picture of the health care services provided to individuals, and recognize the unarguable limitations of claims databases when used for non-administrative purposes. However, the study by DeVoe and colleagues might have painted an unnecessarily bleak picture of the quality of Medicaid claims data for health care research. It appears from the Methods section that study participants were only required to have a Medicaid identification number to be entered in the study. This is not a sufficient criterion to ensure a continuous and comprehensive stream of Medicaid claims and additional data elements are available in the Medicaid Analytic eXtract (MAX) to improve the selection of study participants.

    First, the investigators acknowledge that “many had an insurance coverage gap during the study period” and “services received during a coverage gap were missed in claims data”. This problem could have been avoided by requiring study participants to be Medicaid eligible every single month during the study period and for the entire month; variables documenting monthly coverage are available in Medicaid claims data. Second, claims are bundled for patients enrolled in capitated managed care plans. Although states are required to submit encounter (‘shadow’) claims that reflect the specific services provided, the completeness of such claims is known to be questionable. Unless the completeness of encounter claims can be evaluated for the specific population of interest in a given state, it would be prudent to exclude individuals enrolled in capitated managed care plans. Finally, Medicaid claims are almost certainly incomplete for patients with complementary private insurance, patients with restricted benefits and – most importantly – dual-eligible beneficiaries (who qualify for both Medicare and Medicaid coverage), all of which can easily be identified in Medicaid claims data and excluded from the study population. Notably, over 20% of the population in the study by DeVoe was ≥65 years (a demographic that is likely to contain dual-eligible patients); this age group had the highest odds of missing service documentation in the claims data.

    While such exclusions will undoubtedly reduce the size of the study cohort, validity should never be sacrificed for precision or ‘perceived’ generalizability of the findings; no matter the study’s objective (i.e., quality improvement, comparative effectiveness, or health policy research). We wonder whether the results would have been equally discouraging if the completeness of Electronic Health Records and Medicaid claims had been compared in a population after implementation of the above exclusions.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (15 July 2011)
    Page navigation anchor for We need data
    We need data
    • Jack Westfall, Denver, CO

    The article by DeVoe et al. is a terrific example of our profound need to get more data if we ever want to improve health and healthcare delivery, understand what makes up the best components of primary care, and eliminate health disparities. DeVoe et al. found that a single data source does not adequately describe what actually happens at the point of care. While neither source of data was totally complete, the electro...

    Show More

    The article by DeVoe et al. is a terrific example of our profound need to get more data if we ever want to improve health and healthcare delivery, understand what makes up the best components of primary care, and eliminate health disparities. DeVoe et al. found that a single data source does not adequately describe what actually happens at the point of care. While neither source of data was totally complete, the electronic health record appears to have much more robust data available than the Medicaid data claims. DeVoe and her collaborators have produced an excellent manuscript that is timely in its identification of our desperate need for better data.

    Many states are implementing "all-payor claims" databases. While a laudable goal for understanding some aspects of healthcare delivery, this paper makes the case that claims-based data is inadequate to fully understand healthcare.

    As a nation, and as a family physician providing care in a small town, we need data. We need data that matters in a single practice, a single community, or a large region; data that combines clinical and public health measures, that measures healthcare over time, and that is readily available. Current systems originally designed to provide safety and privacy are antiquated, do not actually assure privacy, and are barriers to improving individual and community health. it is time to rethink HIPAA.

    As pointed out in this article it is time to figure out methods for accessing and using clinical electronic health records. And it is essential to figure out how to link clinical data to public use data to provide communities with locally relevant actionable data that can be used to improve our health.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
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The Annals of Family Medicine: 9 (4)
The Annals of Family Medicine: 9 (4)
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1 Jul 2011
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Electronic Health Records vs Medicaid Claims: Completeness of Diabetes Preventive Care Data in Community Health Centers
Jennifer E. DeVoe, Rachel Gold, Patti McIntire, Jon Puro, Susan Chauvie, Charles A. Gallia
The Annals of Family Medicine Jul 2011, 9 (4) 351-358; DOI: 10.1370/afm.1279

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Electronic Health Records vs Medicaid Claims: Completeness of Diabetes Preventive Care Data in Community Health Centers
Jennifer E. DeVoe, Rachel Gold, Patti McIntire, Jon Puro, Susan Chauvie, Charles A. Gallia
The Annals of Family Medicine Jul 2011, 9 (4) 351-358; DOI: 10.1370/afm.1279
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