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Research ArticleOriginal Articles

A Positive Deviance Approach to Understanding Key Features to Improving Diabetes Care in the Medical Home

Robert A. Gabbay, Mark W. Friedberg, Michelle Miller-Day, Peter F. Cronholm, Alan Adelman and Eric C. Schneider
The Annals of Family Medicine May 2013, 11 (Suppl 1) S99-S107; DOI: https://doi.org/10.1370/afm.1473
Robert A. Gabbay
1Penn State College of Medicine, Hershey, Pennsylvania
MD, PhD
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  • For correspondence: rgabbay@hmc.psu.edu
Mark W. Friedberg
2RAND, Brigham and Women’s Hospital, Harvard Medical School, Boston, Massachusetts
MD, MPP
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Michelle Miller-Day
3Chapman University, Orange, California
PhD
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Peter F. Cronholm
4Department of Family Medicine and Community Health, Center for Public Health Initiatives, and Leonard Davis Institute of Health Economics, University of Pennsylvania, Philadelphia, Pennsylvania
MD, MSCE
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Alan Adelman
1Penn State College of Medicine, Hershey, Pennsylvania
MD, MS
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Eric C. Schneider
2RAND, Brigham and Women’s Hospital, Harvard Medical School, Boston, Massachusetts
5Harvard School of Public Health, Boston, Massachusetts
MD, MSc
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Article Figures & Data

Tables

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    Table 1

    Diabetes Measures, Demographics, and Survey Response Rates in Higher- and Lower-Performing Practices

    Quintile and PracticeAbsolute % Change at 18 MonthsImprovement Indexa at 18 MonthsFirst NCQA Levelb (2008–2009)Type of PracticeSize of PracticecAdaptive Reserve/Burnout Survey Response Rate, %
    HbA1c <7%BP <130/80 mm HgLDL-C <100 mg/dL
    Higher performing
     Practice A15.835.114.421.72PrivateSmall72
     Practice B13.520.720.318.21FQHCSmall75
     Practice C12.512.610.211.83PrivateSmall71
     Practice D0.811.920.311.03PrivateMedium97
     Practice E1.517.39.39.43PrivateMedium12
     Average8.819.514.914.42.4––61
    Lower performing
     Practice U−12.1−4.1−8.7−8.31FQHCSmall63
     Practice V−10.0−6.4−10.8−9.01Health systemMedium18
     Practice W−9.2−17.7d−7.7−11.63PrivateSolo/partner58
     Practice X−9.6−11.2−14.2−11.72PrivateMedium39
     Practice Y−18.1−2.1−24.7−15.01PrivateSolo/partner73
     Average−11.8−8.3−13.2−11.11.6––44
    • HbA1c = glycated hemoglobin; BP = blood pressure; LDL-C = low-density lipoprotein cholesterol; NCQA = National Committee for Quality Assurance; FQHC = Federally Qualified Health Center.

    • Note: Practices were classified as higher or lower performing at 18 months (December 2009) as measured by the improvement index. Source: Clinical and NCQA data submitted by practices to the Improving Performance in Practice program.

    • ↵a Calculated for each practice as the arithmetic mean of the absolute percent improvement in the 3 outcomes from baseline to 18 months.

    • ↵b First NCQA Physician Practice Connections Patient-Centered Medical Home (PPC-PCMH) recognition level; possible levels range from 1 (lowest) to 3 (highest).

    • ↵c Practice size categories were based on the number full-time equivalent (FTE) clinicians as solo/partner (1–2 FTE clinicians), small (3–4), or medium (5–9).

    • ↵d Calculated from baseline to January 2010 because of an obvious data error in December 2009.

    • View popup
    Table 2

    Structural and Organizational Characteristics of Higher- and Lower-Performing Practices

    Number Higher Performing (5 Practices)aNumber Lower Performing (4 Practices)a
    CharacteristicPreinterventionPostinterventionPreinterventionPostintervention
    Practices in which clinicians use a shared communication system to contact diabetic patients who...
     ...are due for HbA1c testing3403
     ...are due for cholesterol testing3403
     ...are due for eye examination2403
     ...are due for nephropathy monitoring2403
     ...have not had an appointment in the practice for an extended period (longer than clinically appropriate)1412
    EHR use
     Number of EHR features present, median (range)b11 (0–18)16 (14–19)5 (0–7)14 (9–17)
     Using an EHR4525
     Have staff to support diabetic patientsc3513
    • HbA1c=glycated hemoglobin; EHR=electronic health record.

    • Source: Survey of practice leaders.

    • ↵a Preintervention survey responses reflect practice characteristics in 2008. Postintervention survey responses reflect practice characteristics in 2011.

    • ↵b Out of 20 possible features.

    • ↵c Presence of specially trained nonphysician staff who help patients better manage their diabetes.

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    Table 3

    Key Elements Distinguishing Higher- and Lower-Performing Practices

    ElementHigher-Performing PracticesLower-Performing Practices
    Managing competing demands to medical home implementation
     TechnologyMost had existing EHRsMost installed new EHRs during medical home implementation
     FinancesHad stable financial systems and processesHad less stable financial systems and processes
    Leadership and vision
     Shared vision and buy-inChampions emphasized the need for all practice members to be on board with the initiative
    Careful articulation and reinforcement of how the medical home will help patients and the practice and the need for changes
    Little to no dissemination of information about the motivations for joining the initiative
    Confusion about changing roles, uncertainty about processes and expected outcomes
     Deliberate planning and testing of changesCareful, deliberate plan of action, starting slowly with diabetic patients only and with 1 clinician and 1 office staff trying out novel methods and working out the kinks before implementing across the practiceInconsistent roll-out of methods
    Building teams and resource capacity
     Sense of teamCollective problem solving and shared decision making
    High levels of trust, respect, and collaboration
    Regular multidisciplinary meetings and communication
    Top-down approach to decision making
    Less clarity on roles and responsibilities
    Noninclusive approach to meetings and communication
     Cultivating human resourcesStrategic development of team in terms of composition and education/training
    Expansion of the role of the medical assistant
    Relatively stable staffing
    Less effort to form an integrated team and insufficient education/training for staff
    Role of the medical assistant remains more limited
    Moderate to high staff turnover
    Monitoring progress and obtaining feedback
     Feedback systemsSystematic ongoing processes to solicit and share feedbackFeedback was not systemic; lack of opportunity to provide feedback; little dissemination of feedback
     BenchmarkingData shared across practice regularly; stimulates changes and healthy competition among cliniciansData not shared regularly or widely
     Planning and implementation of changesShared planning and decision making regarding changesUnclear processes in terms of who is involved and what procedures in place to implement changes
    • EHR=electronic health record.

    • Source: Site visit observations and semistructured interviews.

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    Table 4

    Key Factors Supporting Higher-Performing Practices

    Key FactorDescription
    Health information technologyEarly adoption of EHRs (4 of 5 higher-performing practices had EHRs in place =2 years before PCMH implementation)
    Administrative leadershipHighly engaged practice administrators who championed the PCMH transformation
    Clinician leadershipRegular clinician meetings to discuss performance, agree on clinical guidelines, and establish standards of care
    Shared vision and buy-inCareful articulation and reinforcement of how the medical home will help patients and the practice and the need for changes
    Staff developmentTeam orientation and early development of medical assistant role
    Focus on improvementMeetings revolve around PCMH and clinical quality improvement
    Shared decision makingFeedback from practice consistently sought on changes before, during, and after implementation
    AccountabilityClear roles and responsibilities and accountability to these roles and responsibilities
    FinancesStable billing and administrative systems
    Financial autonomyDirect receipt of and ability to invest PCMH financial incentives
    BenchmarkingMonthly clinician-specific benchmarking to identify best practices and breakdowns in PCMH processes
    Reporting and documentationCareful attention to data reporting and documentation of PCMH changes
    InclusivityCollective problem solving and open communication
    Staff stabilityMinimal staff turnover
    • EHR = electronic health record; PCMH = patient-centered medical home.

    • Note: A variety of factors supported PCMH implementation in the higher-performing practices.

    • Source: Site visit observations and semistructured interviews in the higher-performing practices.

Additional Files

  • Tables
  • Supplemental Appendix

    Supplemental Appendix. Key Contextual Factors and Noteworthy Contextual Changes

    Files in this Data Supplement:

    • Supplemental data: Appendix - PDF file, 3 pages, 139 KB
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The Annals of Family Medicine: 11 (Suppl 1)
The Annals of Family Medicine: 11 (Suppl 1)
Vol. 11, Issue Suppl 1
May/June 2013
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A Positive Deviance Approach to Understanding Key Features to Improving Diabetes Care in the Medical Home
Robert A. Gabbay, Mark W. Friedberg, Michelle Miller-Day, Peter F. Cronholm, Alan Adelman, Eric C. Schneider
The Annals of Family Medicine May 2013, 11 (Suppl 1) S99-S107; DOI: 10.1370/afm.1473

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A Positive Deviance Approach to Understanding Key Features to Improving Diabetes Care in the Medical Home
Robert A. Gabbay, Mark W. Friedberg, Michelle Miller-Day, Peter F. Cronholm, Alan Adelman, Eric C. Schneider
The Annals of Family Medicine May 2013, 11 (Suppl 1) S99-S107; DOI: 10.1370/afm.1473
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Subjects

  • Domains of illness & health:
    • Chronic illness
  • Methods:
    • Mixed methods
  • Other research types:
    • Professional practice
  • Other topics:
    • Organizational / practice change
    • Patient-centered medical home

Keywords

  • primary care
  • quality improvement
  • patient-centered medical home
  • practice-based research
  • change
  • organizational
  • positive deviance

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