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Research ArticleOriginal Research

Exploring and Validating Patient Concerns: Relation to Prescribing for Depression

Ronald M. Epstein, Cleveland G. Shields, Peter Franks, Sean C. Meldrum, Mitchell Feldman and Richard L. Kravitz
The Annals of Family Medicine January 2007, 5 (1) 21-28; DOI: https://doi.org/10.1370/afm.621
Ronald M. Epstein
MD
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Cleveland G. Shields
PhD
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Peter Franks
MD
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Sean C. Meldrum
MS
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Mitchell Feldman
MD, MPhil
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Richard L. Kravitz
MD, MSPH
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  • In response
    Ronald M Epstein
    Published on: 10 February 2007
  • Communication Literature: Away from opinion; towards evidence
    Forrest Lang
    Published on: 04 February 2007
  • Patient centered communication and depressive disorder; much more then antidepressants only
    Eric van Rijswijk
    Published on: 01 February 2007
  • Prescribing Relationships
    George W. Saba
    Published on: 01 February 2007
  • Published on: (10 February 2007)
    Page navigation anchor for In response
    In response
    • Ronald M Epstein, Rochester, NY, USA
    • Other Contributors:

    We are very appreciative of the comments by Drs. Lang, van Rijswijk and Saba, and the questions that extend the controversy that this study was likely to raise. Dr. Lang questions whether the study addressed the assessment of suicidal behavior. This current paper was solely addressing the physician’s actions (prescribing, referral, follow up), and addressing process issues (history-taking) only as potential mediators and...

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    We are very appreciative of the comments by Drs. Lang, van Rijswijk and Saba, and the questions that extend the controversy that this study was likely to raise. Dr. Lang questions whether the study addressed the assessment of suicidal behavior. This current paper was solely addressing the physician’s actions (prescribing, referral, follow up), and addressing process issues (history-taking) only as potential mediators and moderators (which they were not). However, we have presented data at a conference which will appear in a forthcoming publication examining this issue, suggesting that suicide inquiry is a discrete skill having to do with training and personal comfort addressing the topic and not just the use of patient-centered communication skills. Similar findings might also be expected with sexual history-taking, asking about domestic violence and assessing substance use – all of which have a component of patient centered communication skills but also are clearly discrete skills that need to be taught, practiced and assessed separately. In other words, one cannot assume that by virtue of understanding the patient and being empathic, all of these skills naturally follow.

    Dr. Rijswijk questions our assumption that prescribing an antidepressant is a good thing to do in an initial visit with a non- suicidal patient who fulfills criteria for major depression. Clearly, the other options (referral for psychotherapy or close follow-up) are equally acceptable, and, in the primary results of the study1 include an index of “minimally acceptable care”. Unfortunately, because the size of the effect of patient requests on these other outcomes was not as dramatic as their effect on prescribing, and because all measures of communication in clinical settings are still somewhat crude, we could not capture an effect of EVC on these other outcomes.

    Dr. Saba raises the possibility that a) activating patients to request appropriate treatment, b) helping physicians be more open, receptive and understanding, and c) changing the health care system to promote more open communication, recognize barriers to communication and include others (other health professionals, patients’ family members, etc.) in the conversation will all be needed to reduce disparities in health care in particular and to improve the quality of care in general. This is a hypothesis urgently needing further study in environments where investigators and health systems can work together to make such changes a reality.

    Reference List

    (1) Kravitz RL, Epstein RM, Feldman MD et al. Influence of patients' requests for direct-to-consumer advertised antidepressants: a randomized controlled trial. JAMA. 2005;293:1995-2002.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (4 February 2007)
    Page navigation anchor for Communication Literature: Away from opinion; towards evidence
    Communication Literature: Away from opinion; towards evidence
    • Forrest Lang, Johson City, TN, USA

    Dr. Epstein and his colleagues are to be commended on their study of communication styles and anti-depressant prescribing. They demonstrate the feasibility of moving communication literature from the realm of opinion to one that demonstrates empiric-outcomes impact.

    As the author’s note, the impact of exploring and validating concerns had mixed impact on appropriate prescribing decisions in patients who prese...

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    Dr. Epstein and his colleagues are to be commended on their study of communication styles and anti-depressant prescribing. They demonstrate the feasibility of moving communication literature from the realm of opinion to one that demonstrates empiric-outcomes impact.

    As the author’s note, the impact of exploring and validating concerns had mixed impact on appropriate prescribing decisions in patients who presented without a specific request for medication. On one hand there was a seven fold increase in appropriate prescribing for major depression among doctors who listened, heard concerns, and explored these as compared to doctors whose questions uniformly followed their own agenda and line of questioning. On the other hand, ten percent of the time, doctors whose interviews explored the patient’s expressed feelings prescribed anti- depressants for situational adjustment disorders.

    The trade-off in this situation seems clearly in the direction of better overall care for patients seen by physicians using a more patient- centered style of approach. Identifying major depression in the office linked with prompt intervention remains a mainstay of mental health care. In a quality assurance effort aimed at improving the health care of mood disorders, it should be easier to modify over-prescription for adjustment disorder when this has been adequately explored than to modify under- prescribing for major depression when the physician is blind to its presence.

    The study does leave me with a question regarding how well we are doing in having physicians explore for the presence and depth of suicidal thoughts in patients with depression. While the scenario for major depression did not involve suicidal intent, presumably this would have been disclosed only upon exploration. There was not a difference in the number of depression questions asked between the doctors with the different communication styles, but did exploring depression concerns or the prescribing of anti-depressants affect the frequency of exploring for suicidal ideation?

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (1 February 2007)
    Page navigation anchor for Patient centered communication and depressive disorder; much more then antidepressants only
    Patient centered communication and depressive disorder; much more then antidepressants only
    • Eric van Rijswijk, Nijmegen, The Netherlands

    All physicians and researchers hope and expect that better patient- physician communiction leads toward better health care (and favourable outcome. Studying this shared expectancy is worthwile and a huge and difficult job. Epstein et al report a sound and well performed study on the moderating effect of patient centred communcation between patient request for - and prescribing antidepressants. They found that the quality...

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    All physicians and researchers hope and expect that better patient- physician communiction leads toward better health care (and favourable outcome. Studying this shared expectancy is worthwile and a huge and difficult job. Epstein et al report a sound and well performed study on the moderating effect of patient centred communcation between patient request for - and prescribing antidepressants. They found that the quality of care is improved when patient encounter more actively and physicians explore and validate patients concerns (EVC).

    In this study high quality of care is defined as a high prescription rate of antidepressants for patients with Major Depressive Disorder (MDD). This definition is questionable as the number needed to treat is six and the number needed to harm 21-94(1). So only focussing on antidepressant prescribing as main outcome is somewhat limited. Other effective treatments as cognitive behavioral treatment or problems solving treatment are available which are be in primary care as well (2,3). It can be hypothesised that physicians with a more patient centred communication style are providing psychological oriented treatments themselves. Or choose to follow a ' watchfull waiting' strategy, especially in 'new' patients as the standarized patients used in this study. The natural history of a first episode of MDD in primary care is quite good; in about 60% of the patients the MDD has disappeared in 10-12 weeks (4). A strategy, especially in 'new' patients, of a proper initial assessment with a follow up visit within 1-2 weeks without prescribing an antidepressant seems better in (non suicidal) MDD patients. It is a pity that in the design of this study, using unannounced visits for standarized patients, it was not possible to evaluate the appropriateness of the diagnosis of MDD and adjustment disorders. Diagnosing these disorders is also related to communication style (5). Fortunately, in visits with a high patient centred communication prescribing was more based on the clinical presenation then in visits in which the patient centredness was low.

    Unfortunally, the request for drug treatment seems more infuential than actively exploring and validating patient concerns. This is also reflected by the high prescription rate in patients with an adjustment disorder. Epstein et al are worried about this and this certainly needs attention and further research.

    Patient centered communciation is much more than fullfilling patients requests. This new study of Epstein is contributing to the effort to increase patient centred communication especially in mental health care.

    references:

    1: Arroll B, Macgillivray S, Ogston S, Reid I, Sullivan F, Williams B, Crombie I. Efficacy and tolerability of tricyclic antidepressants and SSRIs compared with placebo for treatment of depression in primary care: a meta-analysis. Ann Fam Med. 2005 Sep-Oct;3(5):449-56. 2: Huibers MJ, Beurskens AJ, Bleijenberg G, van Schayck CP. The effectiveness of psychosocial interventions delivered by general practitioners. Cochrane Database Syst Rev. 2003;(2):CD003494 3: van Rijswijk E, Borghuis M, van de Lisdonk E, Zitman F, van Weel C. Treatment of mental health problems in general practice: a survey of psychotropics prescribed and other treatments provided. Int J Clin Pharmacol Ther. 2007 Jan;45(1):23-9. 4: Spijker J, de Graaf R, Bijl RV, Beekman AT, Ormel J, Nolen WA. Duration of major depressive episodes in the general population: results from The Netherlands Mental Health Survey and Incidence Study (NEMESIS). Br J Psychiatry. 2002 Sep;181:208-13. 5: Griffin SJ, Kinmonth AL, Veltman MW, Gillard S, Grant J, Stewart M. Effect on health-related outcomes of interventions to alter the interaction between patients and practitioners: a systematic review of trials. Ann Fam Med. 2004 Nov-Dec;2(6):595-608.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (1 February 2007)
    Page navigation anchor for Prescribing Relationships
    Prescribing Relationships
    • George W. Saba, San Francisco, USA

    “By far the most frequently used drug in general practice is the doctor ….No pharmacology of this important drug exists. No guidance is contained in any textbook as to the dosage the doctor should prescribe, in what form, how frequently, what their curative and maintenance doses should be and so on. Still more disquieting is the lack of any literature on the possible hazards…or on the undesirable side effects of this dru...

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    “By far the most frequently used drug in general practice is the doctor ….No pharmacology of this important drug exists. No guidance is contained in any textbook as to the dosage the doctor should prescribe, in what form, how frequently, what their curative and maintenance doses should be and so on. Still more disquieting is the lack of any literature on the possible hazards…or on the undesirable side effects of this drug.” Michael Balint1

    In their remarkable study, Epstein and colleagues2 have made an invaluable contribution to our understanding of this “important drug,” as they have demonstrated how a physician’s communication can significantly impact the quality of care. As they correctly conclude, “this is the first published study to link particular physician communication behaviors with appropriateness of prescribing” (p.27).2

    They have given us a peek into the underbelly of our primary care visits, particularly initial ones. Recalling Balint again, the diagnostic process involves the patient’s offering of information, the “unorganized illness,” and the doctor’s important job of organizing it.1 In general, this is a complicated process, and in the current study, the researchers wisely chose conditions which bring additional complexity to the diagnostic and decision making process. As we know, no simple blood tests or imaging studies exist to help diagnose depression or adjustment disorder. Patients must explain their experience, while physicians try to gather the right information to make an assessment. Physicians must determine whether the patients' self report and their own clinical observation accurately represent what occurs outside the exam room. Of course, both of these methods are vulnerable to assumptions, biases and differences in interpretation.3 The fact that, in 87% of the encounters in this study, physicians were unable to recognize that they were treating standardized patients reveals how susceptible we can be to misinterpretation. Epstein and colleagues have designed an elegant methodology that gives us a glimpse of how the patient-physician interaction helps shape both the focus of the diagnosis and the decision making regarding treatment. We can begin to see more clearly how the movement from the “unorganized” to the “organized” is a communication- sensitive process.

    Their study begins to highlight the synergy of the interaction, which many of us experience but rarely have seen demonstrated in research. This work shows that the medical encounter is not simply two people engaged in a problem solving discussion. Patients entered the exam room, suffering and requesting help; they were accompanied by their explanatory models and influences from popular advertising. Physicians entered with their expertise and desire to help, as well as their own values and beliefs (e.g., what constitutes depression and adjustment disorders, how these illnesses should be treated (pharmacologically, psychotherapy, by themselves, or by someone else), how much a physician should give the patient what they want).4 What emerged in the course of their interaction was a rich, complex dance in which both parties mutually influenced the other.

    To help manage the complexity of this “mutuality of influence” and improve prescribing behaviors, Epstein and colleagues advocate for physicians to become mindful of their own perspectives and tendencies, as well as take an active role in exploring and validating patients’ concerns (e.g., symptoms, ideas, expectations, functioning, feelings). In addition, their research suggests that participatory patient communication will have a beneficial effect on clinical care if it is met by physician openness, validation, empathy and a genuine desire for greater partnership.

    This “mutuality of influence” is particularly poignant when we consider disparities in health status and health care. At the close of their article, Epstein and colleagues rightly charge us with examining how their findings might relate to the care of underserved populations (e.g., racial/ethnic minorities, economically disadvantaged,low literacy) and whether attention to the patient-physician communication can help us reduce disparities in mental health care and outcomes. Increasingly, research is mounting to suggest that disparities are related both to health care system delivery and to discrimination. Cooper and colleagues have steadily documented that communication between physicians and racial and ethnic minorities are vulnerable to both of these factors With underserved populations, communication is often less patient-centered and occurs with less participatory decision making. 5,6,7 Physician bias, the power differential between physicians and patients, and differences in class, language and education can all affect the communication and subsequently the quality of the care. The methodology that Epstein and colleagues have presented may help us better understand how such communication factors operate; they are not always so obvious. For example, research on shared decision making with an underserved, economically disadvantaged and racially/ethnically diverse population has shown that physicians and patients frequently could be observed “going through the motions” of a participatory process, and yet not feel they were collaborating. In stimulated recall sessions, patients revealed that they often felt mistrustful, disrespected and fearful to disclose; while physicians revealed that they often felt frustrated or annoyed. Nonetheless, observing the interaction suggested that both parties were sharing and eliciting information, beliefs and feelings and coming to a mutually acceptable decision.8

    The “mutuality of influence” also raises important issues for training. Clearly we should train physicians to adopt the attitudes, skills and self-reflection needed to offer high quality of care. And, we should work with patients to help them realize the importance of a participatory approach to their care and enable them to do so. Both of these groups can be trained separately, but more may be needed. I believe that to improve the communication in primary care relationships we need to think creatively about how to train the “relationship” for more competent communication. For example, we may need to reconsider the context of the 15 minute, one-to-one medical encounter. We may need to increase the time to allow for clarity of communication and "closing the loop." We may want to involve other health professionals into the visit who can help broker the communication, perhaps addressing language, literacy and cultural competency. We may also need to have mechanisms of self reflection built in for both the physician and patient, when poor clinical outcomes persist.

    We may not have all the answers about the dose, frequency, therapeutic benefits or adverse side effects of physicians’ communications, but we can no longer pretend that they are inconsequential. I thank and applaud Epstein and colleagues for doing the extremely hard work, doing it right, and challenging us to examine the therapeutic nature of our relationships.

    References

    1. Balint M. The doctor, his patient and the illness, revised 2nd ed, 1957, London: Pitman Paperbacks, 1968. 2. Epstein RM, Shields CG, Franks P, Meldrum SC, Feldman M, Kravitz RL. Exploring and validating patient concerns: relation to prescribing for depression. Ann Fam Med 2007;5:21-28. 3. Mokros HB Communication and psychiatric diagnosis: tales of depressive moods from two contexts. Human communication research.1993;5:113-127. 4. Saba G. What family physicians believe and value in their work. JABFP, 1999;12(3):206-213. 5. Beach MC, Gary TL, Price EG, Robinson K, Gozu A, Palacio A, Smarth C, Jenckes M, Feuerstein C, Bass EB, Powe N, Cooper LA. Improving health care quality for racial/ethnic minorities: a systematic review of the best evidence regarding provider and organization interventions. BMC Public Health 2006;6:1-11. 6. Cooper LA, Beach MC, Johnson RL, Inui TS. Delving below the surface: understanding how race and ethnicity influence relationships in health care. J Gen Intern Med 2006;21:S21-27. 7. Johnson RL, Roter D, Powe NR, Cooper LA. Patient race/ethnicity and quality of patient-physician communication during medical visits. Am J Public Health 2004;94:2084-2090. 8. Saba G, Wong S, Schillinger D, Fernandez A, Somkin C, Wilson, C, Grumbach K. Shared decision making and the experience of partnership in primary care. Annals of Family Medicine 2006;4:54-62.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
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1 Jan 2007
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Exploring and Validating Patient Concerns: Relation to Prescribing for Depression
Ronald M. Epstein, Cleveland G. Shields, Peter Franks, Sean C. Meldrum, Mitchell Feldman, Richard L. Kravitz
The Annals of Family Medicine Jan 2007, 5 (1) 21-28; DOI: 10.1370/afm.621

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Exploring and Validating Patient Concerns: Relation to Prescribing for Depression
Ronald M. Epstein, Cleveland G. Shields, Peter Franks, Sean C. Meldrum, Mitchell Feldman, Richard L. Kravitz
The Annals of Family Medicine Jan 2007, 5 (1) 21-28; DOI: 10.1370/afm.621
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