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Research ArticleOriginal Research

Impact of Electronic Health Record Clinical Decision Support on Diabetes Care: A Randomized Trial

Patrick J. O’Connor, JoAnn M. Sperl-Hillen, William A. Rush, Paul E. Johnson, Gerald H. Amundson, Stephen E. Asche, Heidi L. Ekstrom and Todd P. Gilmer
The Annals of Family Medicine January 2011, 9 (1) 12-21; DOI: https://doi.org/10.1370/afm.1196
Patrick J. O’Connor
MD, MPH
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JoAnn M. Sperl-Hillen
MD
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William A. Rush
PhD
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Paul E. Johnson
PhD
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Gerald H. Amundson
BS
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Stephen E. Asche
MA
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Heidi L. Ekstrom
MA
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Todd P. Gilmer
PhD
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  • Re: Decision Support vs. Re-engineering Workflow
    Patrick J. O'Connor
    Published on: 25 April 2011
  • Online clinical decision support for improving diabetes control
    M Jawad Hashim
    Published on: 01 February 2011
  • Clinical Decision Support for Diabetes Care
    Joan S Ash
    Published on: 26 January 2011
  • Decision Support vs. Re-engineering Workflow
    Richard W Grant
    Published on: 18 January 2011
  • Published on: (25 April 2011)
    Page navigation anchor for Re: Decision Support vs. Re-engineering Workflow
    Re: Decision Support vs. Re-engineering Workflow
    • Patrick J. O'Connor, Minneapolis United States
    • Other Contributors:

    Dear Editor,

    Dr. Grant points out that clinical decision support (CDS) entails both an information component and an action component. We agree. Moreover, we believe that linking these two components is critical to the success of any clinical decision support effort.

    Many clinical decision support systems in the past have been constructed with the expectation that physicians will opt in (choose to us...

    Show More

    Dear Editor,

    Dr. Grant points out that clinical decision support (CDS) entails both an information component and an action component. We agree. Moreover, we believe that linking these two components is critical to the success of any clinical decision support effort.

    Many clinical decision support systems in the past have been constructed with the expectation that physicians will opt in (choose to use the provided information). Such a design results in a default condition of not using the new information. By contrast, in the Diabetes Wizard project we created the (default) expectation that physicians would opt in use the provided information to intensify treatment, unless they opted out by providing an explanation in the visit resolution form. Setting the default condition to be “medication intensification” created a necessary link between the information and action components of the physicians’ decision environment. This link was reinforced by the expectation that treatment intensification was consistent with clinical and organizational policy and comprised the least effortful path of action in the context of delivering informed patient care.1

    The Diabetes Wizard seamlessly integrated the information and action components of decision support and led to Wizard use in a high percentage of visits, and to improved care. Unfortunately, our study design did not permit us to cleanly disentangle the effects of these different components.

    We believe that in most clinical encounters, the information component can be deployed to the physician prior to (or very early on in) the encounter to enable visit planning and shared-decision making. Post- encounter review of care is not likley to be as useful as a pre-encounter consideration of beneficial clinical options. More work is needed to assess how CDS can be directed to patients as well as to physicians, and to design CDS in a way that is repsonsive to patient preferences for various clinical options.

    Patrick J. O'Connor MD MPH Paul Johnson Ph.D. JoAnn Sperl-Hillen MD

    1. Johnson EJ, Goldstein D. Medicine. Do defaults save lives? Science. Nov 21 2003;302(5649):1338-1339.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (1 February 2011)
    Page navigation anchor for Online clinical decision support for improving diabetes control
    Online clinical decision support for improving diabetes control
    • M Jawad Hashim, Al Ain, UAE

    I read with interest this study as it provides useful insight into the effectiveness of clinical decision support for physicians.

    It is not clear if this is a study with a positive or neutral result. The authors state towards the end of the Results section: “The intervention had no significant positive or negative impact on diastolic blood pressure and LDL cholesterol values or proportion remaining in control fo...

    Show More

    I read with interest this study as it provides useful insight into the effectiveness of clinical decision support for physicians.

    It is not clear if this is a study with a positive or neutral result. The authors state towards the end of the Results section: “The intervention had no significant positive or negative impact on diastolic blood pressure and LDL cholesterol values or proportion remaining in control for hemoglobin A1c, diastolic blood pressure, or LDL cholesterol values.”

    The improvement in HbA1c is difficult to celebrate as the confidence interval comes within a hairline of no effect (0.06%).

    The large and comparable improvements in the no-intervention arm underline the need for control groups in studying these new and in vogue technologies to fix the healthcare system.

    Testing multiple endpoints in clinical trials has been discouraged by statisticians and research methodologists. Furthermore, it is difficult to unravel the effect of individual intervention components (the CDSS, workflow re-engineering and financial incentives) in a study with concurrent multiple interventions. Statistical analysis of such a complex study design with cluster randomization is formidable.

    Overall, the authors’ effort is commendable and supports the need for caution and more research in this area of emerging health information technology.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (26 January 2011)
    Page navigation anchor for Clinical Decision Support for Diabetes Care
    Clinical Decision Support for Diabetes Care
    • Joan S Ash, Portland, OR, USA
    • Other Contributors:

    The paper by O’Connor et al. presents some welcome positive results that provide evidence that computerized clinical decision support can assist clinicians in their efforts to improve diabetes care. As the authors point out, prior studies have focused on process outcomes, such as the rate of LDL cholesterol testing, so this study of intermediate clinical outcomes is especially promising and important. It is admirable...

    Show More

    The paper by O’Connor et al. presents some welcome positive results that provide evidence that computerized clinical decision support can assist clinicians in their efforts to improve diabetes care. As the authors point out, prior studies have focused on process outcomes, such as the rate of LDL cholesterol testing, so this study of intermediate clinical outcomes is especially promising and important. It is admirable that the authors recognized that it would take more than the technological intervention itself to improve outcomes. The four implementation strategies—patient specific clinical decision support (CDS), changes in staff responsibilities, timing of the reminders, and financial incentives—in addition to training nurses and physicians, were well planned and likely contributed to the success of the project. The degree to which attention is paid to these organizational issues has been shown to be critical for clinical systems implementation in general. For example, the study by Han et al. (1) indicating increased mortality after implementation of computerized provider order entry (CPOE) on one hospital unit was conducted at a site that clearly did not pay sufficient attention to these issues. (2) Two subsequent studies in similar hospitals using the same technology showed no increased mortality (3) and decreased mortality (4) when careful planning, system configuration, and organizational change management were accomplished.

    We should celebrate the positive results here, but at the same time question why they were somewhat modest and how the implementation could have been done even better. As qualitative researchers in medical informatics, we believe that asking the “why” questions is as important as studying outcomes if we are to inform future implementations. For example, the subjects, if interviewed, could have told the researchers the value of the training, why they only used the application in 62% of the visits, to what extent compensation influenced both physicians and nurses, and how the entire system could have been improved. In those cases in which the system was used, the level of satisfaction was remarkably high and again, it would be helpful to know why.

    Looking to the future, the potential for CDS interventions for diabetes care will continue to grow as more primary care provider offices adopt and use electronic health record (EHR) systems. The Diabetes Wizard application described here is sophisticated in that it includes detailed clinical algorithms for providing patient-specific decision support, but the physician receives a printout of the recommendations and, after the visit, completes a form, a process that should be unnecessary in this setting, which has an EHR. If the Diabetes Wizard were used in the exam room, as is often done these days, it could serve as a way of engaging the patient in a three way doctor/patient/computer conversation. In addition, if the Wizard had provided “offered choices” that allowed the clinician to simply click on the Wizard’s suggested action to complete the order, clinicians might have viewed the application as an efficiency aid and used it much more frequently. Again, with careful attention to implementation planning, provider training, and user-centered information system design, such conversations can improve the quality of the encounter. (5,6) The potential, especially for diabetes patients, is exciting, and warrants a great deal more study.

    1. Han YY, Carcillo JA, Venkataraman ST, et al. Unexpected increased mortality after implementation of a commercially sold computerized physician order entry system. Pediatrics 2005;116(6):1506-1512. 2. Sittig DF, Ash JS, Zhang J, et al. Lessons from unexpected increased mortality after implementation of a commercially sold computerized physician order entry system. Pediatrics 2006;118(2):797-801. 3. Del Beccaro MA, Jeffries HE, Eisenberg MA, Harry ED. Computerized provider order entry: no association with increased mortality rates in an intensive care unit. Pediatrics 2006;118(1):290-295. 4. Longhurst CA, Parast L, Sandborg CI, et al. Decrease in hospital-wide mortality rate after implementation of a commercially sold computerized physician order entry system. Pediatrics 2010;126(1):14-21. 5. Shield RR, Goldman RE, Anthony DA, et al. Gradual electronic health record implementation: new insights on physician and patient adaptation. Ann Fam Med 2010;8(4):316-326. 6. Johnson KB, Serwint JR, Fagan LA, et al. Computer-based documentation: effects on parent-provider communication during pediatric health maintenance encounters. Pediatrics 2008;122(3):590-598.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
  • Published on: (18 January 2011)
    Page navigation anchor for Decision Support vs. Re-engineering Workflow
    Decision Support vs. Re-engineering Workflow
    • Richard W Grant, Boston, MA

    Dr. O’Connor and colleagues have carried out an impressive clustered randomized trial testing the impact of an EHR-based “Diabetes Wizard” on diabetes-related outcomes in primary care. Randomizing 11 practices to intervention vs. control, they found improved glycemic control and systolic blood pressure control over a 6-month intervention period.

    While the validity of their study is without question, care needs...

    Show More

    Dr. O’Connor and colleagues have carried out an impressive clustered randomized trial testing the impact of an EHR-based “Diabetes Wizard” on diabetes-related outcomes in primary care. Randomizing 11 practices to intervention vs. control, they found improved glycemic control and systolic blood pressure control over a 6-month intervention period.

    While the validity of their study is without question, care needs to be taken in the interpretation of the results. The authors conclude that “an EHR-based clinical decision support system” led to improved disease control. However, if we look carefully at the intervention, there were three components: 1) decision support (i.e. suggestion to add or increase medicines if above goal, suggestions to obtain monitoring lab results), 2) the visit resolution form, which prompted physicians to indicate whether they intensified therapy (or to explain why they didn’t), and 3) financial incentives (both for study participation and an additional $800 tied to 70% completion rate for the visit resolution form).

    Of these three intervention components, I would suggest that it was the visit resolution form (aided by the incentive to use it) that may have had the greatest impact rather than the “decision support” provided by the Diabetes Wizard. This distinction relates to a fundamental principle of interventions to improve care: Effective interventions combine an information component with an action component. Indeed, it is the ability to facilitate actions that underlie the most powerful clinical care interventions. Competent physicians are clearly aware of the decision- making process related to chronic disease management and thus it is doubtful they need to be taught that metformin can be added for treatment of hyperglycemia. Rather, it is the formal process of requiring an end-of- visit assessment of the clinical encounter that may represent the key to success here. Effective diabetes management requires a shift in perspective from episodic care (as with the typical clinical encounter) to longitudinal care (in which the overall trajectory of the patient’s disease is taken into consideration). The visit resolution form represents one action tool that serves to help physicians make that transition in how they view their patients’ disease trajectories.

    The take home point of this intervention, in my view, is not that clinical decision support improves care. Rather, it is that diabetes management can be improved through re-engineering the clinical workflow to include an end-of-visit care plan assessment.

    Competing interests:   None declared

    Show Less
    Competing Interests: None declared.
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Impact of Electronic Health Record Clinical Decision Support on Diabetes Care: A Randomized Trial
Patrick J. O’Connor, JoAnn M. Sperl-Hillen, William A. Rush, Paul E. Johnson, Gerald H. Amundson, Stephen E. Asche, Heidi L. Ekstrom, Todd P. Gilmer
The Annals of Family Medicine Jan 2011, 9 (1) 12-21; DOI: 10.1370/afm.1196

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Impact of Electronic Health Record Clinical Decision Support on Diabetes Care: A Randomized Trial
Patrick J. O’Connor, JoAnn M. Sperl-Hillen, William A. Rush, Paul E. Johnson, Gerald H. Amundson, Stephen E. Asche, Heidi L. Ekstrom, Todd P. Gilmer
The Annals of Family Medicine Jan 2011, 9 (1) 12-21; DOI: 10.1370/afm.1196
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  • Family-Based Interventions to Promote Weight Management in Adults: Results From a Cluster Randomized Controlled Trial in India
  • Teamwork Among Primary Care Staff to Achieve Regular Follow-Up of Chronic Patients
  • Shared Decision Making Among Racially and/or Ethnically Diverse Populations in Primary Care: A Scoping Review of Barriers and Facilitators
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