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Research ArticleOriginal Research

Event Reporting to a Primary Care Patient Safety Reporting System: A Report From the ASIPS Collaborative

Douglas H. Fernald, Wilson D. Pace, Daniel M. Harris, David R. West, Deborah S. Main and John M. Westfall
The Annals of Family Medicine July 2004, 2 (4) 327-332; DOI: https://doi.org/10.1370/afm.221
Douglas H. Fernald
MA
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Wilson D. Pace
MD
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Daniel M. Harris
PhD
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David R. West
PhD
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Deborah S. Main
PhD
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John M. Westfall
MD
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Article Figures & Data

Figures

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  • Figure 1.
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    Figure 1.

    Inclusion and outcome flow diagram for reports to Applied Strategies for Improving Patient Safety (ASIPS). * Not relevant to ASIPS analysis or not an ambulatory event (eg, occurred entirely in inpatient setting; no unexpected outcome; not related to patient care or safety).

Tables

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    • View popup
    Table 1.

    Reporting Form Questions

    QuestionsAnswer Format
    Anonymous report form
    Indicate the role you were performing when you discovered the eventCheck box; 6 choices
    Type of practiceCheck box; 4 choices
    Describe the event you wish to reportFree text
    In your opinion, could this event have been prevented?Yes or no, plus free text
    In your opinion, was (were) the patient(s) harmed as a result of this event?Yes or no, plus free text
    In your opinion, does (do) the patient(s) know about this event?Yes or no, plus free text
    Approximately how often do you think events like the one you are reporting occur in your practice?Check box; 3 choices
    Does this event involve just 1 patient? If YES…Yes or no
    Enter the patient’s ageNumber
    What is the patient’s sex?Male/Female
    Does the patient consider himself or herself to be Hispanic or Latino?Yes or no
    Please check the racial group(s) you believe the patient would want to be associated withCheck box(es); 6 choices
    Confidential report form
    Your nameFree text
    Telephone number where you can be reachedTelephone number
    Indicate the best time to callCheck box; 2 choices
    Briefly describe the event you wish to reportFree text
    • View popup
    Table 2.

    Type of Error by Report Type

    Type of ErrorTotal No.Anonymous Reports No. (%)Completed Confidential Reports No. (%)All Confidential Reports (Intention to Treat) No. (%)
    * P <.10.
    † P <.05
    Diagnostic testing errors (all laboratory tests imaging, cytology, pathology, and stress tests)325101 (48.33)194 (56.73)*224 (56.14)*
        Blood test12936 (17.22)84 (24.56)†93 (23.31)*
        Other specimen6724 (11.48)40 (11.70)43 (10.78)
        Imaging5818 (8.61)33 (9.65)40 (10.03)
        Other or unspecified test316 (2.87)18 (5.26)25 (6.27)*
    Medication errors16565 (31.10)89 (26.02)100 (25.06)
        Wrong drug3213 (6.22)14 (4.09)19 (4.76)
        Right drug: wrong dose or timing9939 (18.66)53 (15.50)60 (15.04)
        Right drug: wrong administration or dispensing3913 (6.22)26 (7.60)26 (6.52)
        Drug not prescribed61 (0.48)5 (1.46)5 (1.25)
    Communication errors437148 (70.81)250 (73.10)289 (72.43)
    • View popup
    Table 3.

    Reporting Groups and Percentage of Confidential Reports

    Reporter GroupReports No. (%)Confidential Reports* %
    * P <.001; based on 522 (of 608) reports for which there were reporter data.
    MD = doctor of medicine; DO = doctor of osteopathy; PA = physician’s assistant; NP = nurse praditioner; RN = registered nurse; LPN = licensed practical nurse; MA = medical assistant; lab tech = laboratory technician.
    Clinicians (MD, DO, PA, NP)358 (68.58)55.03
    Nursing staff (RN, LPN, MA, lab tech)128 (24.52)84.38
    Nonclinical staff (front office, medical records, administrative and billing staff)36 (6.90)80.56
    • View popup
    Table 4.

    Percentage of Unknown Codes by Report Type

    Completed Confidential ReportsAll Confidential Reports
    Insufficient Information to Code (Unknown)Anonymous Reports %%PValue%PValue
    NS = not significant.
    * Based on 79 anonymous, 198 completed confidential, and 222 total (intention-to-treat) confidential event reports that had a system issue code. Unknown in this instance means insufficient information to code the specifics of the system issue.
    Participants26.7911.11<.000114.79.0003
    Participant contribution16.278.77.007712.03NS
    Setting of event0.961.46NS2.26NS
    Clinical intent8.137.89NS9.77NS
    Cause (latent error)19.6212.57.025615.04NS
    Patient outcome24.4021.35NS25.06NS
    Intervention29.6121.64.035928.07NS
    Event discoverer18.665.85<.000111.53.0160
    System issue*44.3023.23.000525.23.0015
    Any unknown66.9949.71<.000155.39.0057
    >1 unknown39.7123.39<.000130.58.0236
    • View popup
    Table 5.

    Harm Stratified by Anonymous vs Confidential Reports

    Harm CategoryAll Anonymous Reports No. (%)Completed Confidential Reports No. (%)All Confidential Reports No. (%)
    Clinical harm now21 (10.05)38 (11.11)41 (10.28)
    Increased risk of clinical harm21 (10.05)25 (7.31)34 (8.52)
    Nonclinical harm11 (5.26)28 (8.19)28 (7.02)
    Unstable22 (10.53)20 (5.85)25 (6.27)
    No known harm134 (64.11)231 (67.54)271 (67.92)
    Total209 (100.00)342 (100.00)399 (100.01)

Additional Files

  • Figures
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  • Supplemental Appendixes

    Files in this Data Supplement:

    • Supplemental data: Appendix 1 - PDF file, 1 page, .63 MB
    • Supplemental data: Appendix 2 - PDF file, 2 pages, .78 MB
    • Supplemental data: Appendix 3 - PDF file, 1 page, .61 MB
  • The Article in Brief

    A system has been developed to collect and manage reports of harm or potential harm to patients in primary care practices. The system offers medical and non-medical personnel the opportunity to submit reports by telephone, paper, or online. Reports can be confidential, in which the reporter's name and phone number are collected, or anonymous. Among 475 participants in 33 medical practices, 66% used the confidential form. The most frequently reported errors involved communication problems and problems with diagnostic tests and medications.

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The Annals of Family Medicine: 2 (4)
The Annals of Family Medicine: 2 (4)
Vol. 2, Issue 4
1 Jul 2004
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Event Reporting to a Primary Care Patient Safety Reporting System: A Report From the ASIPS Collaborative
Douglas H. Fernald, Wilson D. Pace, Daniel M. Harris, David R. West, Deborah S. Main, John M. Westfall
The Annals of Family Medicine Jul 2004, 2 (4) 327-332; DOI: 10.1370/afm.221

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Event Reporting to a Primary Care Patient Safety Reporting System: A Report From the ASIPS Collaborative
Douglas H. Fernald, Wilson D. Pace, Daniel M. Harris, David R. West, Deborah S. Main, John M. Westfall
The Annals of Family Medicine Jul 2004, 2 (4) 327-332; DOI: 10.1370/afm.221
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